M.A. by Research,
Swinburne University, Victoria, 2002
By Sheila Newman
ABSTRACT
This thesis
compares population policy and demographic outcomes in France and Australia
from 1945 taking into consideration projections to 2050. These features are analysed using a theoretical
approach derived from James Q. Wilson and Gary Freeman, flagging focused
benefits/costs and diffuse benefits/costs of population growth, including
growth fueled by immigration. This
analysis is framed by the New Ecological Paradigm developed by Dunlap and
Catton.
The oil shock of
1973 is identified as a major turning point where French and Australian policy
directions and demographic trends diverge, notably on immigration.
It is established
that in both countries there was a will for population stabilisation and energy
conservation, which succeeded in France.
In Australia, however, a strong,
organised growth lobby over-rode this Malthusian tendency. A major force for growth lay in the
speculative property development and housing industries. The specific qualities of the Australian
land development planning and housing system facilitated land speculation. Speculative opportunity and profits were
increased by population growth and, with decreasing fertility rates, the
industries concerned relied increasingly on high immigration rates. In France, to the contrary, the land
development planning and housing industries had no similar dependency on
immigration and, since the oil shock, have adapted to a declining population
growth rate.
The author concludes
that France has a relatively Malthusian economy and that Australia has a
relatively Cornucopian one. These
observations may be extrapolated respectively to non-English speaking Western
European States and to English Speaking Settler States.
Speculative
benefits from population growth/immigration are illustrated by demonstrating a
relationship between ratcheting property price inflation in high overseas
immigration cities in Australia and the near absence of this inflation in low
growth areas. In contrast this
ratcheting effect is absent in France and French cities where population growth
and immigration have little influence on the property market.
The research
suggests that speculative benefits of high population growth have been
magnified by globalisation of the property market and that these rising stakes
are likely to increase the difficulty of population stabilisation and energy
conservation under the Australian land development and planning system.
The thesis
contains a substantial appendix analysing and comparing French and Australian
demographic and energy use statistics.
PART I....................................................................................... 1
CHAPTER ONE
- INTRODUCTION.............................................. 1
World Population,
International Migration and Economic Policies: Emerging Differences............................................................................................................ 1
France and
Australia : Differences and Similarities before the 1973 Oil Shock.......................................................................................................................................
5
France and
Australia 1974 : The Aftermath of the First Oil Shock 7
Immigration:....................................................................................................................................................
7
Land Development Planning and Housing:.............................................................................................. 7
A New Subject of Sociological Comparison in
Immigration Research.................................................. 8
Research
question and Argument Outline........................................................................ 10
Outline of
Structure and Contents of this Thesis.......................................................... 13
CHAPTER TWO - BACKGROUND THEORY AND LITERATURE REVIEW - THE NEW ECOLOGICAL
PARADIGM................................................. 16
Environmental
Sociological Theory..................................................... 16
New Ecological (Environmental) Paradigms:.......................................................................................... 16
The Ecological Footprint............................................................................................................................ 20
Energy and Oil
Shocks................................................................................. 21
CHAPTER THREE - BACKGROUND THEORY AND
LITERATURE REVIEW - LAND DEVELOPMENT SYSTEMS, HOUSING AND THE RESIDENTIAL
CONSTRUCTION INDUSTRY............................................................................... 23
Systems of Land
Development Planning.......................................... 23
Australia.......................................................................................................................................................
24
France............................................................................................................................................................
27
Public and Private
Housing Policy....................................................... 29
The Residential Construction Industry................................................................................................... 30
Land-use Planning
for Biodiversity Habitat Needs................... 35
Biodiversity and Habitat Preservation as a Sociological Concern......................................................... 35
Ecological Theory of
Biodiversity Habitat Needs....................................................................................... 35
History of Biodiversity and Habitat Theory :
Ecological Darwinism.................................................. 37
History of Ecological Darwinism in Australia
Leading to Early Formation of National Parks......... 37
Modern Theory : Island Biogeography and Land
Planning for Species Diversity........................... 39
Fig.
3.1. Maps showing progress of Reduction and Fragmentation of woodland due to
land clearing for agriculture, roads, housing etc.............................................................................................................................................
40
Australian Eco-Malthusian Literature...................................................................................................... 41
Fig.
3.2. Map of land clearing and vegetation disturbance in Australia.......................................... 45
Fig.
3.3. "Pre-European broad
vegetation types".............................................................................. 46
Fig.
3.4. "Present Day Broad Vegetation
types"................................................................................ 48
Fig.
3.5 Map of Victoria and Koala
sightings..................................................................................... 49
CHAPTER FOUR - APPROACHES TO MIGRATION : A
REVIEW OF THE TRADITIONAL LITERATURE.................................................... 51
Introduction........................................................................................................ 51
Population Numbers and Environmental
Considerations..................................................................... 51
Immigration and the Question of Total
Population Numbers in France and Australia.................... 53
Works on Australia......................................................................................... 54
Works dealing with
incentives and disincentives for immigration...................................................... 54
The Role of Liberal Democracies, Civil Rights and the Intellectual New Class
in Institutionalising Immigration (Australia) 56
Works on France.............................................................................................. 58
Immigration as a response to citizenship................................................................................................. 58
Elite Power Groups (France)...................................................................................................................... 59
Housing : Immigrant integration and housing
as a political or logistical disincentive to immigration. 60
Was France's Immigration Policy a
Populationist or a Temporary Worker Immigration Policy? (France) 64
The Role of Racialism (France).................................................................................................................. 69
International
Comparative Works involving Australia and/or France 71
The role of Racialism (International)........................................................................................................ 71
An Economic Explanation for both promoting
and discouraging Immigration................................. 75
The Role of Liberal Democracies, Civil Rights and the Intellectual New Class
in Institutionalising Immigration 77
How is it that politicians and the political
process become influenced to change immigration policy after 1973? Electoral process contrasted with Elite
Power Group theory............................................................................................... 79
Housing : Immigrant integration and housing
as a political or logistical disincentive to immigration (International) 82
Problems with statistics in analysing trends
in immigration and housing......................................... 84
Conclusion...................................................................................................................................................
90
CHAPTER FIVE - MAIN THEORY AND METHOD........................ 94
Gary Freeman's
Theory of Concentrated and Diffuse Benefits and Concentrated and Diffuse Costs
of Immigration......................................................... 94
CHAPTER SIX - HISTORY CHAPTER...................................... 102
Purpose of this
Chapter............................................................................ 102
History of the
Populationist Property Development and Housing Lobby in Australia.............................................................................................................. 102
The Gold Rush and the Land Boom 1860-1890..................................................................................... 102
The Land Crash and the rise of the Population
Boosters................................................................... 104
Table
6.1. Australia and her States: Rate of
Population Growth (Per Cent) 1861-1950 (Annual Averages) 105
Connections between the Land Crash and
Members of the Royal Commission into the Decline in the Birth Rate in New South
Wales (RCDBR) 1904............................................................................................................................................
106
Table
6.2. Some Business Connections of the
members of the Royal Commission into the Decline in the New South Wales Birth
Rate (1904).............................................................................................................................................
108
Organisational Affiliations of members of the
RCDBR....................................................................... 109
Recommendations of the RCDBR........................................................................................................... 110
Colonialism at variance with a big local
market.................................................................................... 112
The First World War (1914-1918), Returned
Soldier Farmers and the Great Depression............... 112
After the Second World War.................................................................................................................. 113
The Populationnist
Property Development and Housing Lobby in Australia Today..................................................................................................................... 115
Composition and characteristics............................................................................................................. 115
Table
6.3 Top Australian Companies in
Developing and Contracting or in Building Materials by Sector, Market
Capitalisation and Return on Assets..................................................................................................................................
117
Some Modern Australian Population Boosters.................................................................................... 119
The Absence of a
Populationist Property Development and Housing Lobby in France................................................................................................................... 125
In the absence of a
property development lobby for immigration, what drove immigration in France
until 1974?..................................................... 126
Immigration Before 1945........................................................................................................................... 127
Immigration Policy : 1945-1954:............................................................................................................... 129
Long-term outcomes of early policies.................................................................................................... 132
Housing Issues and Immigration: 1945-1955:........................................................................................ 133
Immigration policy: 1955-1974:................................................................................................................ 133
Housing Issues and Immigration 1955-1974:......................................................................................... 137
Immigration policy : 1974 to the close of the
20th Century.................................................................. 137
Legal Interventions on behalf of specific immigrants.......................................................................... 139
Housing Issues and Immigration: 1974 to the
Close of the 20th Century:......................................... 140
Why did immigration
continue in the form of family reunion and asylum seekers in France after 1974?................................................................................. 141
History of Family Reunion legislative issues
post oil shock:............................................................. 142
Asylum Policy legislative issues:........................................................................................................... 143
Conclusion.................................................................................................................................................
144
PART II - EVIDENCE.............................................................. 145
Introduction to
Part II:..................................................................................................................... 145
CHAPTER SEVEN.................................................................. 148
The Role of Energy
Policy in Producing Economic Expansion or Consolidation...................................................................................................................................
148
Different Economic Approaches............................................................................................................. 148
Comparative Oil Economics..................................................................................................................... 148
France's Approach to Oil Economics..................................................................................................... 149
Australia's Approach to Oil Economics................................................................................................. 151
Social Impacts............................................................................................................................................
153
Reasons for Connections made to Housing and
Demographics....................................................... 153
The Role of Land
Production, the Housing Construction Industry, and Public Housing in
Immigration Policy.............................................................. 155
Land Ownership and Development: France.......................................................................................... 155
Land Ownership and Development: Australia:..................................................................................... 155
Public Housing:.........................................................................................................................................
157
The Role of
Property Development and Housing in Immigration Policy 159
Relationships
Between Energy, Economy, Housing and Immigration Post 1974 in France and
Australia............................................................................. 163
Importation of Construction Industry Workers
: France and Australia........................................... 163
The Boom and Bust Character of the Australian
Housing Industry Contrasted with France's and the importation of skilled and
unskilled labour.........................................................................................................................................
164
Reaction to the First Oil Shock in France.............................................................................................. 165
Why did France
Drastically Reduce Immigration in 1974?. 167
Initial Reaction in
Australia to the First Oil-Shock................ 171
Policy
Implementation and Outcomes in France and Australia 176
Fig.
7.1 France : Total Oil Consumption and
Total Population, 1965-1997.................................. 178
Fig.
7.2 Australia: Total Oil Consumption
and Total Population Growth.................................... 179
Changes to the Residential Construction
Industry in France after 1973.......................................... 181
Fig.7.3 France and Australia, Total New Dwellings
Commenced, 1964-1997................................ 182
Resistance to Change in the Residential
Construction Industry in Australia after 1973............... 184
Anti-speculation
Innovations attempted under the Whitlam Government : the Department of Urban
and Regional Development (DURD)........................................................................................ 184
Australia's return
to a populationist development and housing policy under the Fraser Government...................................................................................... 191
CHAPTER EIGHT - EVIDENCE CHAPTER :
GLOBALISING THE PROPERTY MARKET : FOREIGN FINANCE AND IMMIGRATION FROM THE
1980S 195
Introduction...............................................................................................................................................
195
Property
Development and Foreign Finance from the 1980s 197
Table
8.1 Donations to the WA Labor Party by
Property Developer Investors 1983-89............. 200
Why did Labor, and then the Coalition,
continue high immigration after Fraser?
Politics and Immigration in the 1980s and 1990s......................................................................................................................................................................
201
Table
8.2 Evolution of Commonwealth Housing
and Urban Development Expenditure: 1970-1996 208
Table 8.3. Australia: Average
Total Net Migration at Different Periods.......................................................... 210
Housing Production,
Immigration and Foreign Investment 211
Introduction...............................................................................................................................................
211
Housing
Production and Overseas Immigration in Australia............ 213
Fig. 8.1 Australia: Total Net Overseas Immigration
(year ending December 31) from 1945-1998 and Total New Houses Commenced from
1955-1998..............................................................................................................................................................
213
Dwelling
Prices and Affordability in Australia................................................. 216
Figure
8.2. Required Annual Income to Purchase
Median-priced House in Melbourne (real threshold income), 1972 to 1995 in 1990
Australian Dollars.................................................................................................................................
216
Dwelling
Affordability in Australia and Population Pressure............................... 218
Fig.
8.3 Net Overseas Migration (Adjusted
for Category Jumping) for Australian
States and Territories 1979-2000. 220
Fig. 8.4
Median Dwelling Prices as a Percentage of Disposable Income $1984-5 for
Australian Cities with High Population Growth and High Overseas Migration.............................................................................................................. 222
Fig.
8.5 Net Overseas Migration (adjusted for category jumping) as a Percentage of
Total Population Growth in different States, Year ending June..................................................................................................................................
224
Fig
8.6 New South Wales Components of
Population Growth as a Percentage of Total Population Growth 226
Fig.
8.7 Median Dwelling Prices as a
Percentage of Disposable Income $1984 in Selected Areas with Low Population
Growth and Low Overseas Migration 1984-1999 (Net Overseas Migration adjusted
for category jumping.). 229
Dwelling Prices and
Affordability in France................................ 231
Fig.
8.8 Index of price of dwelling in
ratio to disposable Income, using 1965 francs............... 232
CHAPTER NINE - CONCLUSION............................................. 235
LIST OF APPENDICES................................................................................. 249
LIST OF
PUBLICATIONS BY CANDIDATE...................................... 249
REFERENCES.................................................................................................... 251
ENDNOTES......................................................................................................... 255
In 1945
France and Australia started out with high immigration policies that set out to
supply workers for industrial expansion and to build up the populations of
their nations for defence purposes.
Both also began with strong public housing policies.
France continued to house a
large proportion of its lower socio-economic strata through public housing, but
in Australia in the 1950s the Menzies Government withdrew support from the
public housing program, giving private developers and builders almost exclusive
domain over the provision of housing in Australia.
According to the Australian
Bureau of Statistics (ABS), Australia was on course in 1995 to increase its
population by about 50% by the year 2050, when it would still be growing. This course has not varied much since then.[1] But France is on a course to stabilise and
then decline over the same period, according to the Institut National des
Statistiques et Etudes Economiques
(INSEE) and Eurostat.[2]
The UN has suggested that
France (and the rest of Western Europe) replace its population loss and maintain
its age to youth ratio through a massive immigration program.[3] A number of prominent Australians think that
Australia should do the same.[4] But for the French such a proposition has
little relevance since population stabilisation and decline are well accepted
prospects there.[5]
France and Australia began on
a similar path. How is it that they
have finished up with such different demographic philosophies? Much of the answer may lie in their
different approaches to land development planning and housing.
A situation has arisen where
growing inequalities between the 'developing countries' and the 'developed
countries' have contributed to strong emigration "push factors" from
poor countries to richer countries.
Some "pull factors" also exist in the richer countries and
some groups seek to profit from them.
After the Second World War a
number of western countries set out to increase their populations and to
increase economic development. These
objectives were related in a number of ways.
In the case of Europe there was a desire to rebuild war depleted
populations, to man factories and to produce new soldiers for defence. In the “English speaking settler societies”
of the United States, Australia, Canada and New Zealand, there was the
additional objective of territorial development, such as the expansion of
agriculture and transport infrastructure.
In Australia there was also the objective of expanding the local market.
Several of these first world
countries continue to have semi-explicit population policies based on
population growth and economies which appear to be based on this population
growth. However increases in energy consumption
and human population since the Second World War call the wisdom of these
policies into question as well as the philosophy of economies dependent on
demographic growth. In this thesis I will be concentrating on France and
Australia.[6]
Between 1960 and 1999 global
population doubled for the third time in 72 years, reaching six billion in
1999. Prior to this it had taken 123
years to double just the once, from one billion to two billion, between 1804
and 1927.[7] It may yet double again. Even if this does not happen, population
momentum guarantees continuing rapid increase well into the next century. This is because of gains in life expectancy,
despite falling total fertility rates.
Pressure from population
growth and economic growth is causing environmental degradation and massive
loss of biodiversity and wilderness, as well as degradation of natural economic
resources, such as soil and water in the poor countries of the world. These pressures are not, however, confined
to the so-called "Third World".
As per capita consumption increases and where population continues to
expand in the old colonial countries like Australia and the United States, the
last of the major wildernesses and major intact biodiverse ecologies are in the
line of sight of property developers.
They are increasingly downstream from high impact developments, and
bounded, criss-crossed or pitted by human infrastructure, such as roads, dams,
mines and power grids.
As well as these ecological
problems, economic disparities between the “developed” and the “developing”
world have dramatically increased since the second world war.[8] And since a series of oil shocks, beginning
in 1973,[9]
the disparities between socio-economic classes have also increased in developed
countries where these traditional gaps had previously narrowed with the post
war boom and industrialisation in intensively oil based economies.[10]
Economic and demographic
pressures within the developing countries are causing a growing movement of
people seeking better lives by moving to the richer countries in search of
work.[11] Some attempt to come as formal immigrants;
others by other routes. For
example, the number of people seeking
political asylum is rising. The line
between political asylum and economic migration is blurring as social breakdown
accompanies economic breakdown and the policies developed by the first world
countries for determining and processing asylum claims are being overwhelmed
and replaced with new strategies.[12]
At the same time as the poor
are pressing against the national borders of the first world, national
governments in the first world are actively competing with each other to
attract highly skilled workers and potential capital investors to their
commercial, research, service and development sectors.
In a sort of parallel economy,
employers in the black labour market are also seeking to attract another class
of immigrant (low-skilled workers, the very class that the national workers
want to keep out) to supply labour to those industries that either cannot get
local labour or cannot or will not pay the wages it asks for. (Nationals fear open policy towards these
kinds of low skilled immigrants will depress wages).[13]
This group of “illegal immigrant traffickers” is an industry in itself;
people-smuggling is a lucrative business.
The legal immigration of
refugees selected off-shore, family reunion, and potential workers, has also
become a lucrative international enterprise, which does not carry the stigma or
the risks of illegal immigrant trafficking, but which attracts money up front
and may be at times nearly as financially exploitative of false hopes.
Some humanitarian groups also
seek to take in many more refugees than their governments wish to provide for.
In Australia, but not in
France, business groups and industries (especially the land development and
housing industries) seek greater immigration from any quarter in the belief
that a bigger population will mean more consumers, profitable infrastructure
expansion, and a bigger economy.[14]
Almost all of these
pro-immigration groups are in conflict with other groups (which desire to limit
the immigrant flow) to various degrees in various first world countries,
including France and Australia. For
instance, in Australia, the groups which seek to attract skilled immigrants are
in conflict with local industry associations, like the Australian Medical
Association and Actors Equity, who wish to restrict the entry of such
migrants. In France and Australia the
groups which seek to attract illegal immigrants are in conflict with the law
and the working classes who sense that their jobs and wages are targeted. The industry that profits by encouraging
largely unfounded hopes of legal immigration among political asylum-seekers
costs government and tax payers the funding required to process applications
and appeals, particularly in Australia.[15] In France and Australia, the humanitarian
groups that want more refugees are in conflict with government because of the
cost of providing support and infrastructure for humanitarian migrants, who are
one of the most costly immigrant groups, due to physical and emotional trauma
and the difficulty in language and matching skills with local labour
markets. In Australia, the business
groups which desire demographic expansion in order to have a bigger local
market and the land development and housing industries which hope to profit
from providing the infrastructure for that expansion are in conflict with
environmentalists and ecologists.
Government also worries about the costs to the environment and of
providing infrastructure for continuing expansion.
First world countries have
experienced a tremendous, largely unanticipated rise in migration
pressures. This, together with the
economic disparity between the first and third worlds and the growing
difficulties of the former communist European states, has challenged the
premises upon which the post-1945 population and economic policies of the first
world were based. As we shall see, the
two countries chosen here for analysis provide, in different ways, telling
examples of the way in which changing global conditions have challenged the
certainties of the early post-war period.
At the end of the Second World
War France and Australia both developed policies aimed at population growth for
reasons of defence and economic growth.
Both relied heavily upon immigration to achieve this population
growth. Both began with pronatalist
policies, but Australia’s pronatalist lobby lost much of its political
influence in the mid 1950s.[16]
There
is some conflict among immigration historians and sociologists as to whether
France eventually launched a post-war immigration program that was exclusively
economic, based on an intake of short-term immigrant workers, as Gary Freeman
argues,[17]
or whether the program retained a nation-building (population-building)
purpose. However the work of a number
of writers supports the case that the French immigration program did retain
population building characteristics.[18]
France and Australia may have
coincided in their desire to build up population for defensive purposes, but
unlike Australia, France had never been particularly concerned about the size
of her local market. Her post-war
policy had been to develop the European Economic Community (EEC)[19]
as an area of favoured trade and to develop exports further afield.[20] Although early post-war Australian economic
policy and practice had included export of food, fibres and some mineral
resources, such as pig iron, the preoccupation of the business community had
been to develop a big local market by increasing local population. This idea was particularly favoured by
Australian manufacturers and the Liberal party. It also came to be favoured by the property development and
housing industries. After 1945 the
primary idea of governments - Labor and
then Liberal - after defence, was economic development within Australia. The idea of a huge local market provided by
a huge local population complemented this idea. Exports were a secondary consideration. The immense mineral wealth of Australia was virtually unsuspected
in 1945.[21]
Importantly, both countries
also began with post-war public housing policies. France kept hers as an important provider of housing to a
substantial portion of the working classes.
The French government also had extensive authority to direct the
planning of land-use development on a national basis. In Australia the Chifley war-time and post-war government had
considered doing this but ultimately did not.
Nevertheless the Australian government did go ahead with a federally
funded and public housing plan.
However, gradually between 1950 and 1955, the Australian government
turned almost all home building over to private industry and most land
continued to be privately developed on an ad
hoc and speculative basis, unlimited by any national planning.[22]
During these times - 1945 to
the first oil shock (circa 1973) -
energy was cheap, and so were wages. (Marxism and capitalism co-incided in the
belief that humans created as much wealth as they needed by extracting it and
moulding it, almost like clay.) France refers to the years between 1945 and
1975 as “les trente glorieuses” - the thirty glorious years. Australia talks about “the long boom”. In
both countries much manpower was required - not necessarily skilled - to build
infrastructure for industrial expansion and to work in industry, especially in
manufacturing. Very gradually automation decreased the need for manpower here
and there. But since business was booming
there was plenty of money to start up new businesses for nearly every worker
that presented, and automation was more of a choice than a competitive
necessity.
This was the period of the
“traditional” or “worker” immigrant of humble origins. In France, with the independence of her
colonies and with the development of free movement and trade within the EEC,
this traditional immigrant worker came to be identified as coming from outside
the EEC. The distinction between
non-EEC and EEC immigrants was increasingly formalised within the EEC as time
went on, particularly after 1973.[23]
So, at the beginning of the
period from 1945 until the first oil shock, France and Australia had a number
of broad commonalities: they both sought high immigration for economic reasons
and to build up population for defence purposes and they both began with major
housing shortages which they both initially attempted to resolve through
important public housing schemes.
France continued hers to the present day but Australia's lost much of
its importance in the mid-1950s.
Economic fall-out from the
oil-shock was to have significance for long-term future policy. Australia and France handled the challenge
of much higher oil-prices in different ways, which affected their demographic,
social and housing policies differently.
The differences in dealing with international changes in oil economics
between France and Australia will be described at the beginning of Chapter
Seven and are important to the argument in this thesis.
France and Australia's policy
similarities were to change between 1973 and 1975, when, after a short-lived
but dramatic change of course on Australia’s part, the population policies of
the two countries - especially on immigration - drastically diverged.
Until 1974 immigration had
contributed substantially to population growth in France and Australia.. After 1974, when France brought in a policy
of zero net immigration from outside the European Economic Community, the
contribution of immigration to population growth in that country fell
dramatically. But in Australia, except for a brief interruption, from 1972 to
1976, high immigration continued as before.[24]
(For statistical documention see Appendix 4, e.g. Graphs A.4.1 and A.4.8.)
Trends in both countries have
led to total fertility rates below the “replacement level” of 2.1 children per
woman, in France since 1974 and in Australia since 1976. This means that, apart from the self-limiting
contributions of population momentum and increases in life expectancy,
immigration is the only factor that will keep either population growing. It is also the major factor on which the two
countries diverge after 1974.
My study has two major focuses: immigration numbers as the major variable
affecting ultimate population size and land development planning and housing as
a major variable affecting immigration.
After 1974 in France a
building boom came to a grinding halt as demand fell off from the private
sector and the government greatly reduced its outlays on public housing
construction and private housing subsidy.
Sociological studies since then record changes to the structure and
operation and technology of the French (and Western
European) housing industries,
but virtually no change of this kind in Australia. In Australia the same pattern of rapid cycling booms and busts
prevailed in the housing industry and immigration numbers, though interrupted
under the Whitlam government for a short period in the mid 1970s, went on to
rise and continue at a high level as before.
The interruption to 'business
as usual' for the property development industry and immigration during the
Whitlam era was, however, important.
The lack of success in Australia of policy changes similar to those
which succeeded in France, highlighted
the interdependence of immigration, economic philosophy and the land
development and building industries in Australia.
After 1974 lobbying for high
immigration ceased in France, although the housing industry there continued to
lobby for immigrant labour (but not for immigrant consumers) for one more year.[25] In Australia, however, the lobbying never
stopped.
The differences that exist
between Western Europe and the English Speaking Settler countries regarding
land development planning and housing have, for a long time, been uncommented
on by sociological writers on population policies and immigration. They have been written about quite often by
sociological writers on urban planning and the housing industry, but these
authors do not make a connection to immigration politics.
Writers on urban planning have
however observed that: “assumptions and models derived from North American
studies are not only simplistic in the European context, but at times quite
erroneous. Cities in Western Europe
remain distinct, just as their approaches to planning remain distinct.”[26] This comment was made about writers on urban
planning, but could well apply to other sociological studies of Europe if the
theory about the influence of land development planning on population growth
developed in this thesis is correct.
Biological ecologists writing
about human population impact on animal populations also frequently write about
problems in land-use management.[27]
Although they often connect human population growth to destruction of
indigenous fauna and flora habitats and farmland, to my knowledge none has looked
at the differences in land development planning between the English speaking
New World settler societies on the one hand and Western Europe on the other.
Since Western Europe is particularly low in biodiversity, this omission is not
surprising.
And so far, to my knowledge,
no anglophone population sociologist has yet written of the connection between
land development planning and immigration as a factor in population growth
politics. The subject of housing and
planning comes up from time to time in French writing on immigration but, since
these French writers seen unaware of the great difference in land development
planning and housing in the English-speaking settler societies (ESSS), no
theory has fused these issues to date.[28] (Henceforth I will refer to the
English-Speaking settler societies using the acronym ESSS.) Jeanette Money has noted how the different
emphases on public housing in Australia, France and Britain seemed to correlate with different levels of
resentment of immigrants competing for housing with native-born, but her main
focus is on localised competition for housing and the opportunity this provides
for influencing electoral margins. She
also suggests that the property development lobby for high immigration in
Australia might be important to the volume of immigration after 1974 (a volume
which she sees as quite small), but, since the focus of her argument was
elsewhere, she does not go into how differences in land development planning
may have produced this difference.[29]
But attention to the
relationship between population growth, immigration and land development
planning and housing has wide implications for sociological study. It could, for example, be applied to the
third world to see if, for instance, Chinese development planning deters
population growth whereas laissez-faire planning in India promotes it. A study of the land development planning
traditions in Fiji (bloodline inheritance without the possibility of selling
outside the Fijian ethnic community) might help to explain the difficulties in
integrating the two disparate communities of Indian and islander Fijian. The relationship between land development,
housing, and immigration policy might also be useful for explaining the inaccessibility
of home ownership for Australians due to high prices, and the flight to cheaper
housing away from the major cities, especially Sydney. (See Chapter 8) Knowledge about alternative ways of
planning land use and development might assist Australians and the other ESSS
to halt the destruction of native animal and plant habitats.
So, to sum up: From 1945 to
1974 there were a number of similarities between the immigration policies of
France and Australia but, since 1974, the immigration policies of the two
countries have diverged. Differences in
land development planning systems, however, predated the second world war. Public housing policies diverged early in
the period being studied. Unlike the
Australian Government, the French Government is not trying to increase its
population through an active immigration program and, again unlike the
situation in Australia, no significant lobby group in France suggests that it
should.
Why have French policy makers
taken a different path on immigration policy from their counterparts in
Australia over the last 25 years? Why have they adopted a policy of demographic
consolidation while their counterparts in Australia have persisted with a
growth policy?
I sought answers to this
question by applying a theory adapted by Gary Freeman to analyse concentrated
and diffuse benefits and costs of immigration in immigration politics. I describe this theory in detail in Chapter
5.
Freeman hypothesised that
immigration has become entrenched in systems where its benefits are narrowly
focused but the costs that it imposes are diffuse (and therefore not easily
identified by the public that is paying for them). According to Freeman’s thesis, we would find the answer to the
question about the difference between French and Australian immigration
policies by seeing where concentrated benefits and costs and diffuse benefits
and costs are located in each society in relation to immigration impacts.
Narrowly focused benefits mean
that those benefiting from immigration are consciously aware of this and are
able to recognise each other and organise to keep those benefits flowing. Where
costs are diffuse and fall upon a disparate population at many different points
in many different ways, they are difficult to identify and there are no obvious
political rallying points for the public to organise a protest around.
Using Freeman's approach I
identified the Australian property development and housing industries as major
receivers of concentrated benefits from immigration. Upstream and downstream
many other major industries also benefited from the financial activity and
material expansion that property development and associated infrastructure
engendered.
The situation was almost the
converse in France, however. The
property development and housing industries showed no interest in catering to
immigrants. There was even a certain
hostility to housing immigrants and the lack of housing arguably poses an
obstacle to immigration.
Why should there be such
marked differences in the relationship between property development, housing,
and immigration in each country?
Further exploration revealed that there was a marked difference in the systems
of land development planning and housing in France and Australia.
This led me to theorise that the
difference between French and Australian systems
of land development planning and housing was a major factor in the
different outcomes, whereby the
Australian property development industries lobby for high immigration because
they perceive that their profits rely on it, whereas the French industry seems
to be indifferent to immigration, not perceiving profits therein.
I concluded that the role of
the property development and housing industries in Australia had almost
certainly been of major importance in maintaining high immigration there after
the 1973 oil shock, which I identified as a turning point, despite initial
attempts to reduce immigration led
population growth. In France,
however, the absence of reliance by the property development industry meant
that there was no strong organised obstacle to a long-term reduction in
immigration.
I
interpreted these findings within the context of Dunlap and Catton's New
Ecological Paradigm. (See Chapter
Two.) There is no apparent conflict
between this paradigm and Freeman's theory.
According to the New Ecological Paradigm, after an abortive Malthusian
response in Australia, Australia took a Cornucopian route and France took a
Malthusian route after the 1973 international oil-related crisis.
(Cornucopian
denotes a philosophy that the world and nature are infinitely abundant and that
mankind will always engineer solutions to any problems that develop. Mathusian denotes a philosophy whereby
natural resources are presumed to be finite and that humankind, like other
species, will encounter certain limiting material situations. Humankind will not be able to overcome these
with mechanical solutions and will need instead to adapt by limiting its
demands on the natural world. Both
these philosophies have demographic and economic expressions.)[30]
Australia's cornucopian route was characterised by high population growth (notably through high immigration), infrastructure expansion, and energy use. France's Malthusian route was characterised by a strong reduction in population growth, notably through the reduction of immigration numbers, infrastructure consolidation and oil based energy use reduction, with a shift to other forms of energy supply. These two different development policy routes fitted respectively what Dunlap and Catton call the Human Exemption Paradigm (HEP) (a cornucopian point of view) and the New Ecological Paradigm (NEP) (a malthusian point of view).
The system of land planning
development and housing in Australia was typical of a general growthist[31]
economic approach in that country and would almost certainly have been a factor
impeding a different style of adaptation to the post 1970s oil-shock situation,
despite an early attempt in Australia at a complete change of approach to one
more similar to France's.
The system of land planning
development and housing in France, which did not rely on population growth and
an economic approach that looked to national security in essentials like energy
resources, meant that in France it was relatively easy to adapt the economy to
a declining pace of demographic growth and less oil based energy use.
Another characteristic of the
cornucopian Australian approach was a tendency for public and private overseas
borrowing to finance continuing expansion.
In France, to the contrary, where economic activity and energy use were
allowed to contract, overseas borrowing was not a major option.
An important assumption of
this thesis is that petroleum based energy is fundamental to our modern
industrial economy, although our dependency on this varies from country to
country. Because of this fundamental
dependence, it is reasonable to suppose that, since the first oil shocks, there
have been some important social, industrial, political and economic
adjustments.
The thesis is divided
into two parts. The first part deals
with theory, background information, and history. The second part elaborates my argument. There are also five appendices, which provide definitions of terms,
more detail of theoretical background, and
detailed documentation for some of my assumptions, particularly in the
domain of French and Australian statistics.
Part I
Chapter
One contains
the introduction, which establishes the merit and interest of the research
subject It contains a statement of my
research question and argument outline and this outline of the Structure and
contents of the thesis.
Chapter Two describes the sociological theory of the New Ecological
Paradigm and examines similar theories.
It introduces a relationship between theory on ecological limits to
growth and actual social reaction to the experience of the 1973 oil shock.
Chapter
Three examines different systems of land
development and housing and the residential construction industry, with
reference to sociological literature.
It introduces a relationship between theory on land use planning and
housing and demographic and energy consumption policy. It describes the issue of the value of
biodiversity preservation as a sociological concern that is more prevalent in
Australia than in France. It then
introduces a relationship between systems of land development planning and land
use planning for biodiversity habitat needs and points to a body of Australian
immigration literature that has been written by ecologists.
Chapter
Four reviews
traditional immigration literature relevant to the research question. It highlights some assumptions that are
implicit in French immigration literature and evaluates some different
statistical approaches to measuring immigration rates.
Chapter
Five describes in detail Gary Freeman's theory of
concentrated and diffuse benefits and costs of immigration, discussing its application in my thesis.
Chapter
Six provides
a relevant history of immigration in
Australia and France before 1945 and up to the 1973 oil shock. It establishes the existence of a
populationist property development lobby at the turn of the 19th
century in Australia and documents a similar lobby in modern times. For France it documents reasons for
immigration up to 1974 in the absence of such a lobby. European law has created
special legal traditions which make it difficult to limit family reunion and
here I introduce the idea that the French system of land development planning
and housing may be used to impede immigration to France, especially in the form
of family reunion. The impact of the
politics associated with the colonisation and decolonisation of Algeria are
also described in this chapter
Part II
Part II contains three
chapters. Chapters seven and eight are
the evidence chapters and chapter nine is the conclusion.
Chapter Seven contains my theory and my argument and evidence for it.
Chapter
Eight tests
my theory from a different angle, examining the complicating role of
globalisation of the property market. I
compare the impact of globalisation in France and Australia and conclude that
immigration caused a ratchet effect on prices in Australia which is not present
in France.
Chapter
Nine contains
the conclusion to my thesis with some recommendations for further research.
Appendices
Appendix 1 - contains the glossary of terms.
Appendix
2 - contains information about some events
and policies discouraging high immigration in Australia, to supplement a brief
reference I have made to these in my argument.
Appendix
3 - contains a detailed account of the
development of energy and oil economics policies in France and Australia and
some other countries. There are some
tax policy and statistical comparisons included.
Appendix
4 - is the Statistical Appendix and
contains details of different operational definitions in French and Australian
statistics, evaluations of reliability and validity, and discussions about
comparability. Graphs are provided
detailing rates and contributions to population growth in France and Australia
since 1945 and population projections to 2050 are also provided for both
countries. It also provides
statistical information using a variety of units to measure human impact within
different economies.
Appendix
5 - on Population theory contains
supplementary information on the historical development of population theory,
especially that of Malthus and Darwin.
It also looks at some of the ideas of cornucopians.
Appendix
6 - contains
copies of original documents by André Postel-Vinay, Minister responsible for
Immigration policy in France in 1974.
Raw Data for Graphs and
Tables - Raw data will be supplied by the candidate on request.
My
explanation for why Australian and French population policies diverged is both
environmentally based and economic. I
will be arguing that the Oil Shock of the early 1970s,[32]
and those that followed, necessitated socio-economic reorganisation for both
countries and that their different land planning development and housing
systems meant that they re-organised differently from each other and with
different immigration outcomes. In this
chapter I give the theoretical background for my environmentally based
explanation.
I would describe as
"environmental" rather than ecological the theories below. They emphasise the use of commercial energy
and other resources for human needs and give little attention to ecological
issues of biodiversity. Nevertheless
they are usually referred to as ecological theories. Their relevance to sociology is discussed below. (Theory of land-use for biodiversity is
addressed in Chapter Three.)
Mainstream sociological theory
has not been accustomed to giving much prominence to the questions of energy
and natural resources. For example,
unlike Malthus and Darwin, Durkheim and Marx believed that humans were
distinguished from other animals by their ability to escape the limits of
growth. Both acknowledged Darwin’s
contribution to science, but both thought humans were fundamentally different
from other animals.[33]
More recently there have been attempts to realign sociology with the basic
common ground of biophysical science by, among others, R.E. Dunlap & W.R.
Catton Jr., in “A New Ecological Paradigm for a Post-Exhuberant
Sociology".[34]
Dunlap and Catton use the term
“human exemptionalism”[35] to describe the belief that humans can solve
all problems through technology, and they link its persistence with the
optimism that accompanied the pioneering of new territories (such as America
and Australia) from the 18th to the 20th centuries by
Europeans. They identify Europe's
discovery of the "new world" with the notion of limitless
territory. They call the period of
colonialism and the industrial revolution, which also spanned the 18th to the 20th centuries, the
“Age of Exhuberance”. According to
their interpretation the Age of Exhuberance was fuelled by the opening up of
the “second hemisphere” (the new world and Oceania) accompanied by the
discovery and the exploitation of new techniques which led to increased fossil
fuel use. Rees and Wackernagel have
more recently popularised Caton's conceptualisation of the exploitation of
fossil fuels, particularly oil, as the opening up of another dimension; that of
precious energy buried in time. (See further on.)
The Age of Exhuberance began
to falter in the second half of the twentieth century. One sign that the exhuberant age was coming
to an end was that colonial populations sought sovereignty over their regional
wealth.[36] The formation of OPEC has been cited as an
illustrative case that severely impacted upon the first world, giving rise to
the 1973 oil shock. The reaction of
European and English speaking settler societies, primarily France and
Australia, to the first and subsequent oil shocks, is an important part of the
argument developed in this thesis.
A second sign that the Age of
Exhuberance might be coming to an end was the rise in population in third world
colonies and the rise in energy consumption and population in first world
colonies and in Europe, a rise which has been accompanied by economic and
demographic disparities on a global scale.
These disparities have, as we have seen, contributed to international
migration pressure and to increasing acrimony[37]
over international trade power blocs - notably North America’s dominance over
the international market.
Thirdly, many analysts fear
that growing problems of pollution of water, soil and atmosphere, with the
prospects of global warming and the possibility of qualitative and quantitative
oil shortages, (leading to exploitation of increasingly pollutive and
inefficient energy sources) will make economic and demographic growth and
growth in energy use increasingly problematic.
Possibly because they felt
constrained to operate still within the (Marxist originated) materialist
economic model that dominates Sociology, Dunlap and Catton's analysis is
limited to material wealth alone, and does not explore disruption of biological
diversity and species scarcity. Ecological crisis is implicitly defined as a
crisis of material(s)[38] supply.
Dunlap and Catton cite Garett
Hardin’s Limits to Growth[39]
for its contribution to the identification of this crisis. They identify several problems they consider
will arise from an impending materials shortage/environmental crisis and human
population growth. Among these is the
phenomenon of resource substitution of
one fossil fuel for another, which physical scientists often hold will lead to
higher energy costs and growth in pollution.
Another problem many scientists have raised is that continuing expansion
and intensification of human economic activity will lead to increasing heat
production. Dunlap and Catton are among
those who believe this will result in dangerous planetary warming, according to
the Second Law of Thermodynamics.[40]
Dunlap and Catton call the
belief, in sociology,[41]
that human beings are not subject to the same biophysical laws as other
animals, the Human Exemptionalist Paradigm (HEP). Because of this belief they say, initial sociological studies of
environmental problems were mostly confined to public attitudes on
environmental issues. Presumably this
was due to the need to establish these issues as sociological concerns. However studies never got beyond this focus
to the point of actually examining human and social interaction with
environment and ecology, particularly major biodiversity issues.[42]
Some sociological work on the relationship of humans with the biodiverse
environment began in the 1970s, with
studies by Burch and Michelson.[43] By their acceptance of environmental
variables, these sociologists implicitly denied the HEP.
Dunlap and Catton's New
Ecological Paradigm (NEP) stresses the interdependencies of species including
humans, whilst allowing humans some “exceptional” qualities. The NEP asserts
that human affairs are often influenced by the biophysical environment,
frequently due to environmental reaction to human action. Human affairs are constrained by their
biophysical context. The NEP assumes
that, as inventive as humans may be, their science and technology cannot repeal
physical ecological principles such as the laws of thermodynamics. The NEP assumes that there are limits to
growth for human societies and compares the sociological concept of a
"sustainable society" to the biological concept of a "climax
community".[44] The term, climax community, refers to the
final (stable) stage of a plant/animal community where the numbers and
generations are stable as long as the environment remains unchanged. (It would be interesting to situate French
and Australian populations according to this definition.)
The most obvious departure
from traditional sociology is the inclusion of non social variables. For sociologists the NEP gives a new basis
for examining traditional sociological concerns, such as competition and
conflict between different social classes in a context of ecological scarcity
and competition between current and
future generations, using the concept of intergenerational competition for
resources or “diachronic competition and intertemporal equity.”[45] Here is a sociological conception of a
dimension in the future that relies on exploitation of fossil reserves
accumulated in the past! It also
provides a basis for examining resource competition between the first and third
worlds.
For the purposes of this
thesis, ecological crisis as a crisis of material shortage is an important
concept when considering the 1973 Oil Shock and those that followed. Among
reactions to the 1973 shock, in Europe we see social reaction to the concept of
potential long-term energy shortage.
In the English-speaking settler countries, however, energy shortage is
dealt with as a short term-problem.[46]
In my thesis I use
technological and design changes in the construction industries and the decline
of new building in the home building sector as an indicator of these different
social reactions. The case emerges that
suggests that the French (and EEC community) interpreted the 1973 oil crisis as
an indicator of limits to growth and set about limiting population growth and
energy use for the long term. Their
immediate objective, which they achieved, was to reduce the consumption of oil
based energy. However the land
development planning and housing system in Australia (and other
English-speaking settler countries) relied on population growth and high energy
consumption and overcame similarly
inspired attempts to restrain these there.
Land and the phenomenon of
immigration are also important to Dunlap and Catton's thesis. Using the historic context of European
expansion into the New World, Dunlap and Catton show how increases in the amount
of land available to Europeans through emigration were also responsible for
setting the tone of the Age of Exhuberance
According to them, "discovery" of the Americas took the land
potentially available to the European population from about 24 acres to 120
acres per capita (an approximate five fold increase).
The perspective developed by
the NEP provides one way of visualising the interaction between human culture
and its resource base, but the concept of the ecological footprint allows us to
bring this new image into a sharper focus.
William Rees and Mathis
Wackernagel examine the concept of land
needs in Our Ecological Footprint (1998). [47] This book
attempts to develop a concept for measuring the per capita impact on the
environment of a community. It is
another way of counting population by assigning each person an average
impact value[48] according to the total impact of their
nation’s economy on regional and planetary resources.
Instead of just looking
at housing and urban planning on a
local scale as in Australia, or on a national scale as in France, it looks at
planning on a global scale. While
population planning is usually addressed on a national or global scale, and
family planning on a personal or family
level, Rees and Wackernagel's addresses land use on the global scale,
although it does look at personal
needs.
The book visualises the
allocation of space needed by humans and how this space is utilised by an
economy. It also explores planning of
development in a spatial sense and how building, organisation and design affect
energy use. How much biologically
productive land[49] will be
required to produce the energy required for humans to live in a particular
economy and how much pollution will they produce? Furthermore, how much biologically productive land would be required to absorb that
pollution? This is another way of
exploring carrying capacity. Its methodology is built on theories like
Ehrlich’s I=PAT. [50]
The Rees and Wackernagel
theory has been developed with practical formulae and serves sophisticated
concepts, but the operational indicators are still primitive so the results are of low validity and
reliability. This is due in part to the
problem of global scale and national differences in statistical measures and
indicators. Nevertheless some practical
work has been done already using this theory and has permitted comparisons
between different countries. [51]
See my Statistical Appendix, pp 35-45 regarding methods used to calculate
energy use. See Appendix 5 for more
about population theories.
This thesis attempts broadly
to quantify and relate availability and cost of energy to land-use, housing and
population logistics in France and Australia. It identifies differences in
energy policies and in land development planning and housing systems as
variables producing different demographic outcomes in France and
Australia. The Footprint theory helped
in providing a conceptual framework, as well as examples of indicators and
measures, with which to do this.
What have energy
consumption and oil economics got to do with sociology?
Clearly energy consumption and
oil economics have an impact on economies and anything which impacts on an
economy may cause social constraints and social reactions.
In the area of sociological
theory, Dunlap and Catton and Rees and Wackernagel have given sociological
significance to energy use and their theories provide us with conceptual
frameworks within which to examine relationships between numbers of people,
lifestyles and energy consumption.
(Some of the statistical concepts for measuring indicators of these will
be mentioned at the end of this section.
They are discussed in much more detail in Appendix 4, pp.35-45.)
Their theory assumes practical
significance for the analysis of socio-economic policy in response to major oil
shocks, particularly the first one in 1973.
Conveniently, the major oil
shock of 1973 provided a period where economic impact and social reaction was
highlighted and substantial records remain at the level of the popular press,
specialist magazines and books treating the period. This is because policy
formation was widely discussed and reported on internationally. It focused on decisions to do with
consumption and energy pricing, potential alternatives to petroleum-based
energy, infrastructure expansion or contraction, demographic expansion or
stabilisation, public finance strategies such as encouraging saving, buffering
unemployment, raising taxes, increasing protectionism, or borrowing
externally. Some of these policies were
more directly connected to the international crisis as an oil supply crisis and
others were couched in more general terms of an economic crisis. But they were all apparently kicked off by
the 1973 oil shock.
The 1973 oil shock marks the
period when France broke away from its post war population building policy and
when Australia attempted unsuccessfully to do so. From this point the two countries were to develop in quite
different ways.
The oil economics literature
has little to say on the reason that different countries took different courses
in dealing with the oil shock, but two obviously different blocs exist.
In ecological terms, the first
block consists of the 'cautious' Western European countries, like France,
without local oil supplies and the second, of the 'incautious' ESSS with local
oil possessions. It appears that France
and other Western European countries took a Colbertiste and Malthusian[52]
course.
Australia and ESSS with local
oil possessions were economically and demographically more expansive and
cornucopian in their approach - as judged by energy consumption, population
growth, and infrastructure expansion.[53]
There does seem to persist in
some circles a general belief that "new" countries could go on
expanding indefinitely, due to their abundant natural resources, which include
oil, gas and other energy and mineral reserves.[54]
This absence of comparative
theory leaves questions that I attempt to answer, at least in part, through my
research, which does indeed suggest that France's methods of organisation, with
national land planning and strong public housing provision may have assisted
the retention of a "Colbertiste" protectionist approach to economics
and social welfare, with a "Malthusian" awareness of population
carrying capacity.
These differences will be
dealt with at the beginning of Chapter Seven and are explored in some detail in
Appendix 3.
The
previous chapter provides an outline of the theoretical perspective in which
the argument of this thesis is set. It
shows that, whatever may have been the case in the past, we can no longer
analyse social and economic policies without considering environmental
constraints. To date there has not been
a particularly abundant literature on this, but the case is different when we
come to the specifics of particular policies.
There has, for example, been a substantial tradition of policy analysis
as far as the land development system, housing, and the residential
construction industries in France and Australia are concerned.
In this thesis I identify two
different systems of land development planning and treat them as variables of
population policy formation in France and Australia.
Burtenshaw, Bateman and
Ashworth, The City in West Europe[55]
helped me to clarify the differences in land development systems, as part of
the structure and implementation of property development in France and
Australia. The book was written by a
number of authors in the field of urban planning for the express purpose of
pointing out how different land development planning of cities and housing and
other spaces in Western Europe is compared to statutory planning and housing in
America. Their articulation of the
characteristics of Western European cities and spaces validated my suspicions
that erroneous assumptions about pressures to maintain or increase immigration
in France could have occurred due to misunderstandings by writers from English
speaking settler countries about land development planning and housing systems
there. A major difference that emerged
was the relative lack of land speculation.
One of the functions of
government in any society is that of directing and controlling housing outcomes
through appropriate housing policy. The
form of that policy will vary from country to country, depending upon the
particular form of society and governance.
Terry Burke in his analysis of housing and related planning policy
describes Australia, the United States, and Canada as market liberal federal
systems, meaning that their "national political system is built around
States with their own autonomy and rights." Their emphasis is on market
processes and small government. Another system exists in other countries which
have "unitary systems, where the national political system is dominated
and controlled by a central or national government." He adds that this difference is "often
neglected in an analysis of housing policy", but that it is an important
one.[56]
Nationally
co-ordinated Land Development Planning :
This
is France's system. It is a nationally
based and co-ordinated and involves State direction of public land. Uses are planned a long time in
advance. The State purchases land
specifically for public housing, equips it with infrastructure and releases it
to builders. Land is also set aside for
forests, roads, agriculture and other social and economic uses.
Statutory
or Land Use Planning : This
is Australia's system. Australia's
planning system reflects that Australia is a market liberal and federal
society. There is no national planning system as planning is the responsibility
of the states and local government. It
is also a non-interventionist system compared to much of Europe, as the
objective is to facilitate and direct the market rather than to override
it. Although land is initially zoned by
state governments and there are forums for the public to raise objections to
development initiatives, the system is piecemeal and no-one in one area is
aware of what is being done in another area unless they take special steps to
find out. This is because
administration of the development controls that attach to zones is left to the
myriad of local governments, each with their own interpretations and aims and
objectives. Despite the fact that land
is initially zoned, rezoning is comparatively easy, due to the absence of
overall long-term planning framework in most states and territories and a
greater desire to accommodate the needs of the private sector than in
non-market liberal societies.
The two systems are clearly
very different and the literature on one does not often speak to the conditions
of the other. Consequently the two
systems will be analysed separately here.
Michael Cannon’s The
Land Boomers,[57] and Neville Hicks, This Sin and Scandal,[58]
helped me to make connections between land speculation, economic growthism and
population boosting. Cannon's work was
about land speculation in Melbourne and Sydney in the 1890s and Hicks wrote
about the desperate machinations of businessmen of the time to induce a rise in
the birth rate and in immigration.
After the long boom associated
with the 1860s gold rush, when gold ran out, international immigration dried
up, the birth rate fell, and people went interstate, to Queensland and West
Australia, following gold discoveries there.[59] The worst economic depression in Australia's
history followed.[60] Up to the crash, however, more
allotments had been subdivided for suburban houses in Melbourne than would have
been sufficient for the entire population of London. In 1893 there were 14,000 vacant houses there.[61]
What
were the ecological consequences of so much land clearing associated with
mining and building? An unpublished doctoral thesis by Sandra Bardwell, National Parks in Victoria 1866-1956,
"For all the people for all time", 1974[62]
provides valuable documentation of historical changes to space and amenities,
in the form of the reservation of parks, changes to forest cover and increments
to urban areas. This detailed thesis,
which actually went chronologically well beyond 1956, is an historical document in its own right, since its focus typifies
a 1960s and early 1970s renaissance in the preservation of natural spaces in
Australia just prior to the post oil shock period when universities and youth
became more preoccupied with unemployment and corporate culture.
Bardwell
shows that the Gold Rush and its attendant land rush had rapidly devastated
much of the Victorian landscape. Land
was cleared for housing, for fuel and for agriculture as well as to dig holes
to look for gold. The impact on forest
cover was so early so devastating that the Land Act (1865) Commissioners
recommended investigating the merit of establishing State Forests. They described examples of protective
overseas legislation and raised the issue of massive forest clearing and the connection
with climate change, drainage problems and water supply.[63]
It seems clear that rapid
population growth was a good thing for the property development industry, but a
bad thing for ecology and the environment.
(In the last part of this chapter I explore land-use planning and
ecological theory for biodiversity needs.)
There were obvious
differences in the way Australia's population had grown in sudden fits and
starts since 1788 and in the more moderate pace of change in the French
population over the same period.
However it was not until I started to investigate differences in
immigration policy in France and Australia after the first oil shock that I
began to wonder if there was some difference in the way land development was
planned and organised in Australia and France whereby the interests of
Australian property developers were more directly served by population
growth. Continuing a similar line of
research to Cannon's history of land speculation were Leone Sandercock's books, The
Land Racket (1979) and Property,
Politics and Urban Planning (1990).[64]
Sandercock describes these
books as historical studies of the “national hobby of land speculation”
beginning in the 19th Century.
The first concentrates on corruption in the Victorian property
development and housing industries with the institutionalisation of private
interests over public interest in land development planning.[65]
The second book revisits the
first and adds chapters on Adelaide, Melbourne and Sydney, making some
comparisons between Australian and American city planning. The author comments on her early method,
which she describes as having been written on the “cusp of a waning
left-liberal approach to planning issues and a just blossoming neo-marxist
paradigm”.[66] She explains that she had been interested in
the political, sociological and institutional aspects of city planning and in
understanding how planning relates to the political economy of a society. Her books carefully document names and dates
and they also establish concepts which do not occur elsewhere in sociological
literature on population growth and immigration. For instance, in her second book she establishes the relationship
between property speculation and population growth and the fact that it is an issue which gives rise to conflict
among planners in Australia.[67]
She also provides a clear
definition of “land development planning and statutory planning”. Sandercock actually expressed these two
concepts as: “development planning” and “statutory or land-use planning”,[68]
but I have changed the first to “land development planning” to avoid confusion
with foreign aid 'development' programs and to emphasise the fact that land use
of all kinds may be involved in this kind of forward large scale nationally
co-ordinated planning. She also
establishes very firmly the existence of speculation as an institution in
Australia and the role that government’s accommodation of private interests in
land development and housing play in facilitating this.
Modern French land development
planning and public housing traditions and law in France actually had their
origins quite early in the 20th century. Jean-Pierre Gaudin documents this in "Urban planning
techniques and political legitimacy in France at the beginning of the twentieth
century".[69] Ironically, the First World War appears to
have had a beneficial effect on planning.
Gaudin writes that the "scope of reconstruction work made necessary
after the bombing in 1914-18 prevented those defending private property and
real-estate speculation from holding up the process any longer." The process was to pass national laws making
town planning compulsory, providing powers of compulsory purchase, and
increasing the powers of the communes and the government. This process was first discussed in 1909 by
the French Chamber of Deputies.[70]
After the first world war
forward planning of "development, improvement and extension
programmes"[71] for the
allocation of land-uses became a reality.
In a paper for an urban planning conference in 1923 at Strasbourg,
France, G. Bechman wrote that "the
period of small-scale road maintenance operations, designed with a
narrow-minded outlook, prepared and undertaken in isolation, accompanied by a
great many endless formalities, to end finally in ruinous expenses, is now definitely over".[72]
Gaudin writes that French
planners immediately saw that plans for new residential areas would have little
chance of success if it was attempted to implement them on land belonging to
private owners. Hence laws were made
for compulsory aquisition of land by government for the building of public
housing and ammenities, financed by taxes.
The goal was for "land regrouping" where the State would
purchase private land to form blocs destined for specific public use. The Cornudet planning Act of 1919 continued
on a national basis the principles of planning initiated by the famous
statesman and planner, Haussmann, who remodeled Paris between 1853 and 1869 and had a lasting influence on urban
design throughout Europe.[73] It had the purpose of dealing "with the
question of the future development of the city and built-up area; the general
review and modification of routes of communication, conservation of existing
open spaces, formation of wooded reserves, rational distribution of public
buildings, creation of health, archaeology and art organizations and major
clean-up operations."[74]
The
concept of protecting the heritage of future generations through "plans
based on forecasting" was thus introduced and legitimatised in France
before 1920. Planning was a communal
responsibility according to the principles of "social solidarity", a
concept popularised by the Radical Party at the turn of the century. The idea was that those who had become rich
in a society owed a debt to the society as a whole, for their wealth had been
acquired through many anonymous acts of cooperation over time.[75] This philosophy provided an important
rationale for taxing speculative profits.
These
innovations to the structure and implementation of property development seem to
have contributed to a situation in France where there were, arguably, fewer
obstacles to nationally co-ordinated land planning development than in
Australia. Structural limitations and
taxation disincentives to land speculation seem to be especially
important. For instance, although in
1945 according to their urban planning projections, the French had anticipated
a higher growth rate, both by natural replacement and immigration, far into the
twentieth century when growth slowed dramatically from 1974 onwards, these
plans could be revised without the kinds of revolt and lobbying for renewed
population growth that occurs in Australia from the property development and
manufacturing sectors. An indication of
this flexibility of planning was the capacity by government to reduce funding
for public housing and subsidies for private home buying.[76] Since government provided much of the
funding for housing of all kinds this dramatically reduced the creation of
unnecessary new housing stock.
In
an international comparison, Barry Simpson provides further information on
planning and infrastructure provision in his Planning and Public Transport in Great Britain, France and West
Germany, Longman, 1987. This work
gives numerous instances of specific laws authorising public authority land
requisitioning and obligations for developers during different periods. The comparative material is useful as well
because it demonstrates the broad similarities of Western European planning
approaches. Simpson's work also
contains a few examples of where private property development had found ways
around institutionalised planning obligations.
This situation is alluded to by Burtenshaw and Bateman below. It seems that property speculation was
just getting ready to seriously entrench in France, particularly in the commercial
sector, when the oil crash came. [77]
Another
source of international comparisons is the International
Handbook of Housing Policies and Practices.[78] Willem
Van Vliet in his introduction to this collection of articles, provided material
to situate Australian development and housing policies and practices
internationally.[79] He evoked the different roles that
governments in capitalist systems could take in land development,[80]
writing that in the US “local growth coalitions dominate” and national government
intervention is minimal. Australian
policy and practice seem to be closer allied to US practice than European
practice, as I suggest often in my thesis.
He adds that “political constituencies in many European countries were
better positioned to extract government commitment to public concerns such as
education, health and housing than was the case in the US, Canada and
Australia".
Van
Vliet does not comment on the relationship between population growth and
housing, but he does write that “housing has also been an instrument of
population-related policies” and gives examples which include the
redistribution of population (in Britain, the Netherlands, China ...) which
were part of broader strategies to stimulate economic growth, but also to
protect agricultural land and curtail adverse effects of urbanisation, and to
promote the integration of diverse population groups.
There is in fact
quite a lot of comparative work on housing policy internationally.[81]
A number of key differences
exist in the housing systems of France and Australia. One is the greater role of public housing for the lower
socio-economic strata in France compared to Australia. Where Australia's in the mid-nineties was
five per cent of stock, that of France was 17 per cent.[82] The obvious point to make here is that the
housing system in France is therefore more amenable to state control than the
largely private Australian system. The
two other important aspects of the way housing is provided are, firstly, that
the Australian system is dominated by the detached dwelling (almost 80 per cent
of stock) whereas the French, notably in urban areas, is dominated by flats and
apartments. Secondly and relatedly, the
construction of housing in Australia is dominated by small builders, where the
French system is controlled more by large builders using industrial
techniques. The small scale fragmented
nature of the former, along with the more marketised nature of the residential
building industry means it is much more prone to booms and busts and therefore
to the speculative opportunities that a boom and bust process creates. The role of household growth and migration
in relation to the attributes of the housing system including the tendency to
market speculation and production is one theme of the research.
Many of these books are
primarily concerned with better
servicing the housing needs of the lower socio-economic strata. This objective
is of obvious social importance, but, in pursuing it they unavoidably provide
information on patterns of provision and rates of provision of different kinds
of housing in relation to population growth and immigration. Statistical sources help us to establish
rates and patterns of population growth through immigration and natural
replacement, but historical and sociological studies are necessary to elicit
material on interactions between immigration and production and access to
housing.[83]
Burke (1999) points out that
the methods by which housing is produced, as well as its form, have important
implications for housing policy, including low income housing provision.[84]
The residential construction
industry is that part of the property development industry that actually
designs and builds residences. His work
makes it clear that the structure of the provision of housing and systems of
land development, housing policy, and the residential construction industry are
interdependent.
For some time I concentrated
on material that described actual residence construction industry organisation,
technologies and product design. I thus
initially zeroed in on differences between the way the residential construction
industries in France and Australia had adapted to energy price changes and
economic recession, supposing that organisational and technical changes in the
French residential building industry after 1973 reflected a drop in demand due
to lower population growth, together with a rise in the cost of building
materials and wages. I assumed that
this alone must have led to so much contraction in the industry that it had
been unable to marshal sufficient forces or funds to lobby for more migrants or
to attract international finance.
Although I was right about the
depressant effect on the French residential construction industry, what I did
not realise is that I would find no evidence of any part of the French property
development industry, including the residential construction industry, ever having
relied upon or lobbied for population growth, especially not from
immigration. The time I spent
researching characteristics of the residential construction industry that
emerged after 1973 proved to be useful however, for establishing industry
flexibility. Importantly it also
provided indications of relationships between rising energy costs and industry
restructure or lack of restructure and change or lack of change in product
design and focus in each country during this period.
The main thing to emerge from
reading about the course of the residential construction industry in France and
Australia was that after the 1973 oil shock, the French industry
restructured. This was also the case in
the rest of the EEC. In France the industry
rationalised resources, utilised new technology and adapted design and production
to increased energy costs and to the reduced product demand. [85] This reduced product demand was related to
reduced population growth and reduced government projects and finance.
In contrast, the Australian
industry made few if any such adaptations although a number of similar
conditions initially prevailed. From
the late 1970s however, there was actually infrastructure, residential and
office construction expansion in Australia. There are many indications that the
Australian construction industry came to rely on overseas borrowing, much of it
brokered through international Japanese construction companies.[86]
Peter
Rimmer's article, "Japanese construction contractors and the Australian
States: another round of interstate rivalry", provides material indicating
major international financial links to State infrastructure and residential and
office construction projects. He
describes Australian States competing for international funding in the face of
the post oil shock economic fall-out.[87]
Sandercock,
in her introduction to Property, Politics
and Urban Planning[88]
describes very clearly how from the "late 1970s until its defeat in 1983,
the Fraser government relied ..." on attracting foreign investment by the
provision of cheap power and encouragement of the "provision of
infrastructure for private sector resource" which relied heavily on
foreign borrowing.
Rimmer
also alludes to immigration as a way for foreigners to acquire cheap land in
Australia.[89] Ernest Healey's thesis, The Political Economy of Immigration and Multicultural Policies under
Labor during the 1980s and Early 1990s[90]
hypothesises global market and finance motivations for a connection between
high immigration policy for Australia and the vision of Australia as more
imbedded in Asia. These are new ways
of looking at the relationship in the Australian property development industry
between high immigration and land speculation.
The Bold Riders by Trevor
Sykes, as well as chronicling the activities of the grand Australian
speculators of the late 1980s, provided evidence of some relevant links between
these speculators and government.[91]
Fagan
writes that after 1975 State governments increased their foreign borrowing
firstly to finance infrastructure projects, especially for mining, and later to
"offset mounting balance of payments deficits on current account."[92]
Between 1963 and 1977 capital
from Japan increased ten-fold. From
less than 10% in 1972-75 under Whitlam, foreign investment in Australia
increased to 49% of GDP in 1990-91. By
1986 more
than half was destined for real-estate investment.[93]
It appears thus that the
Australian economy was able to perpetuate pre 1973 conditions by overseas
borrowing, whereas the French economy chose a more conservative path.
Prime Minister Fraser liberalised
foreign investment rules under the Foreign
Takeovers Act (1975).[94] Successive amendments have progressively
removed barriers for foreigners to purchase land in Australia. Few restrictions remain. A 1987 amendment prohibited foreigners from
purchasing established residences, but since 10/9/99 a foreigner married to an
Australian citizen may co-purchase an established residence. There is no restriction on purchasing any
other land with the exception that foreigners must notify the Foreign
Investment Review Board when they intend to purchase developed non residential
land for more than $50 million. I will
discuss some ramifications of this issue in Chapter 8.
In
France, foreign borrowing and foreign investment were discouraged up to the
1990s. Pompidou changed policy to the
extent of facilitating foreign investment in productive industries that created
employment, "Greenfield investment", but discouraged the buying out
of French enterprises. From the mid
1980s French investment overseas increased.
By 1992 French direct investment
abroad made up 18% of the world total and 32.1% of investments originating from
the EEC. Most of this finance was
invested in Europe. From the mid 1980s
foreign investment in France increased, but most came from within Europe. Up to 1992 EEC investment was clearly
preferred. After 1992 policy was less
discriminatory. There has developed
over this period a notable symmetry between imports and exports.[95]
Van
Vliet in International Handbook of
Housing Policies and Practices analyses the average size of residential
construction firms in different countries in the 1980s as an indicator of
efficiency in the building industry.
Australia’s firms were among the smallest, with about 20,000 firms in
1984-1985 with an average of 3 employees each, including the working
proprietors.[96] This point is important to my argument as
the size of construction firms is linked with the ability to adapt new methods
and this is a factor in reliance or lack of reliance on accelerated population
growth. In The Australian Housing System, which refers to the different
systems in Europe and the English speaking settler countries, including
Australia, [97] Terry
Burke comments that developers in
Australia frequently employ a strategy of “inviting as many builders as
possible to set up display houses. Some
have up to 60 different builders working on their estate at any one time. This fragmentation not only limits the
degree to which the builders can appropriate development gains, but also
further restricts their ability to embark on more industrialised forms of
production techniques that might occur on site.”[98]
In
short, the cases of France and Australia provide many differences in industry
restructuring post 1973, differences in energy use practices, differences in
infrastructure investment and in overseas borrowing. Added to differences in population growth rates between France
and Australia, these variations underpin my argument that Australia took a
'cornucopian' route and that France took a 'Malthusian' route after the 1973
international oil related economic crisis.
The
next section deals with a branch of land development planning literature
concerned with population policy, immigration, and ecology. This is land planning for biodiversity, a
branch of planning which has given rise to major differences between Australian
and French immigration literature.
These differences may again be extrapolated to differences between the
ESSS and Western Europe.
Durkheim
defined social facts[99]
as detectable social products that form institutionalised constraints. He held
that social conventions and institutions constitute concrete manifestations of
real societies. He divided social facts
into material ones, like roads and buildings, and non material ones, like
social norms prescribing acceptable behavior. In human
society, land clearing and appropriation is subject to many rules and
conventions and frequently encounters opposition. One opposition it encounters are rights of biodiversity, which
humans have institutionalised on a variety of levels as conventions and
territorial interests. For instance
there is the convention of not being cruel to animals, which has a long and
distinguished history,[100]
and the desirability of preserving an area of great interest to science. We are
also told that to reduce or unbalance biodiversity may ultimately overwhelm our
immune systems.[101] Groups of humans attempt to save natural
habitat in order to preserve the populations and cultures of hunter and
gatherer tribes which function within these natural areas. There are also many
who value natural biodiversity in its unchanged habitat for aesthetic and
spiritual reasons.[102]
We may thus justify
the inclusion of the concept of biodiversity habitat in sociological
terms. Indeed there is a rich body of
literature that proposes that threats to biodiversity viability by human
population growth and infrastructure expansion are reasons to limit population
growth in Australia.
The ecological theory of
biodiversity habitat needs is a scientific and popular concern that has arisen
mainly in the ESSS. This is because
exploration of the new world not only opened up land, but it brought Europeans
in contact with an extraordinary wealth of intact ecologies containing large
fauna and flora. This was, in a sense,
a second chance at Eden.
Australia
was one of the first countries in the world outside the United States in which
national parks appeared before 1900 and was a pioneer in the creation of
special legislation and organized public promotion of national parks and
regional reserves for the conservation of Australian flora and fauna.[103]
The history and role of national parks and regional reserves in France
presents a marked contrast to Australia's.
Legislation to create national parks in France only exists from the
1960s and is still in its early stages.[104]
At present most or all of these parks are located in alpine or mountainous
regions and are too small or too unprotected from resentful farmers to ensure
viability of 'super-predators', such as wolves, lynxes and bears.[105] Regional parks in France have the major
function of retaining human population in rural areas by preserving traditional
regional lifestyes and distinctive local products. The protection and fostering of local fauna and flora is almost
an ancillary pursuit. It is largely
dominated by the French hunting and shooting lobby's needs and preferences,
which favor an attenuated range of traditional prey.[106]
Such different sociological
pressures are reflected in land-use planning and population theory differences
in the ESSS and Western Europe. In the
ESSS a new branch of Malthusianism called "Eco-Malthusianism" has
arisen, which is hardly known in France or Western Europe. This emerging philosophical difference was
perhaps first written about in Ronsin, Dubois and Newman in "Ecomalthusians
and Pherologists".[107]
Although in theory one could
feed and house a substantially larger human population in Australia, one could
not do so and also preserve the natural biodiversity there. This is all the more so because the
Australian State based land development planning system, which is population growth
dependent, has unnecessarily fragmented natural habitat, rendering what is left
extremely fragile.[108] In essence, corridors which once linked
parks and reserves have been broken up and built over by human infrastructure,
leaving biodiverse population stranded on islands, buffeted within a sea of
increasingly intensive human activity.
Biodiversity habitat needs are
the population needs of species including, and in addition to, the human
species. Ecological theory of
biodiversity habitat is a form of population theory that looks at the problem
of land use planning. “Ecological” here is used to distinguish theory about
relationships between living organisms and their environment from the narrower
term, “environment”, which is often used
anthropocentrically to designate “the external conditions and
surroundings, especially where people live and work”[109]
and which may entirely disregard the issue of biodiversity.
Up until the publication of Charles
Darwin's Origin of Species in 1859,
the general western view on species extinction and changes to landscapes was
that God had preordained everything that was going to happen to the world. This perspective is now generally known as
"creationism". Many people
believed that the species composing an ecology were an unchanging ingredient,
although it was also widely held that a great flood had eradicated animals and
plants from an earlier epoch. There was however little or no concept of
geological time. How people felt about
what became of their landscapes and the animals in them varied between a
fatalistic belief that destiny prevailed and man had no responsibility or, to
the contrary, that man was there to keep order among the lower species, which
many felt were only there to serve him.
Whereas Malthus had
popularised the concept that food production was limited to available arable
land and human population growth was limited by food production, Charles Darwin
popularised the notion that humans were only part of a complex web of
life. He theorised that species
competition over territory could lead to extinction. It is almost certainly to Darwin that we can attribute the wide
dissemination of the notion that other species are worthwhile and interesting
in their own right. Until Darwin's
thesis there had been no principle under which the impact of human activities
on other species might be examined.[110]
Many natural scientists had
been attracted to Australia by a stream of publications on Australia's
extraordinary ecology, beginning with Banks' journal of his voyage with Captain
Cook in 1770.[111] It is
probably true to say that, until the gold rush, natural scientists were among
the few people who came to Australia voluntarily. This was Australia's golden
age of science.[112]
Darwin has a particular place
in Australian history because he not only visited Australia, in 1836, but
Australia's unique ecology furnished powerful evidence for his theory of
natural selection. A number of
"Darwinian scientists" came to Australia because what Darwin had to
say about the ecology fascinated them.[113]
Against the feverish property
development and infrastructure expansion associated with the gold rush, such
scientists led the strong popular native biodiversity conservation movement,
which resulted in the creation of natural reserves in the form of
"national parks".
Gradually, however, the
proportional representation of natural scientists in the Australian population
and the importance assigned to their opinion, as evidenced by the number of
social events and publications related
to scientists, was reduced by the arrival of more commercially oriented waves
of immigrants.
The first wave came with the
gold rush. This was the beginning of
Melbourne's establishment as a financial centre and it was also the beginning
of the Australian tradition of property speculation.[114]
The second great wave arrived
after the second world war.[115] These immigrant waves formed
the foundations of the rise of a bourgeoisie in Australia with little interest
in the wonders of biodiversity and which, in the case of the property
development sector, was actually in competition with it.
Probably because Australia is
a large land that is very hard for humans to settle, and because dense
settlement by non-stoneage peoples occurred much later than in Europe, much of
its remarkable biodiversity still survives despite the increasingly hostile and
intensive economy.[116] Although there has been a retreat from rural
areas, population growth in urban regions and along the coasts is rapid and
sprawling, preceded by and accompanied by massive land clearing - much of it
speculative.
In France, due in part to the
different land development and public housing system, natural habitat has
increased since last century and physical conditions are ripe for the return of
"super predators" at the head of biodiverse chains, but cultural
conditions still support the domination of nature by man, despite a growing
movement in support of undomesticated species.[117]
In Australia, cultural
traditions still support the preservation of biodiversity, but physical
conditions for its maintenance are rapidly eroding.
E.O. Wilson and R.H.
MacArthur's ecological theory of Island Biogeography (1967)[118]
may be the first that attempted to quantify the destruction of species by
relating their habitat needs to loss of habitat through land clearing. Prior to this there was no real system
whereby we could measure the erosion of the natural world by human
settlement. Wilson and MacArthur’s
method was to study small islands to see how many individuals of different ages
and sexes were necessary to a particular species in order for it to maintain an
optimum population. The study also took
into account in and out migration and interdependence of species within
ecological communities. It began to
look at the viability of ecological communities according to scale and
complexity. The theory also permitted
the definition and study of unnatural islands created by humans, which isolated
species and ecological communities away from their counterparts. Figure 3.1. shows how human land-clearing
creates such isolated islands.

Source:
MacArthur, R.H., Wilson, E.O., Ecological theory of Island Biogeography, Princeton
University Press, New Jersey, 1967, p.4, Fig.1, “ Reduction and Fragmentation
of the woodland in Cadiz township, Wisconsin, 1831-1950.” The illustration actually depicts man’s
impact on Wisconsin woodlands between 1831 and 1950 and originally appeared
in J.T. Curtis, “The Modification of
mid-latitude grasslands and forests by man.
In W.L. Thomas, Jr., ed., Man’s
Role in Changing the Face of the Earth, University of Chicago Press.
These illustrations lead us to
obvious conclusions. At some point in
the progress from dense woodland to total fragmentation and then complete
clearing there is not going to be enough land for ecological communities, for
large species, or, indeed, for almost any species except humans. The species and communities are not going to
be able to leave their population centres in order to seek fresh genetic pools
because the habitat they eat and shelter in no longer connects the various
communities. The process ends with no viable animal and vegetation communities
except human ones and those which human enterprise provides for domestic
animals.[119]
E.0. Wilson has continued to
pursue this problem throughout his life.
In The Diversity of Life,
(1992)[120] a study of a new volcanic island, he explores the question of just what it
takes and how long for a complex biodiverse community to build itself from the
ground up.
Wilson's life-long study also
led him to examine the problem of the inability of the “human” sciences -
notably sociology - to deal with the problem of desertification and loss of
biodiversity. One of his most recent
books, Consilience (1999)[121] is a book which asks for the different
sciences and arts to come together by acknowledging their common basis in
molecular and physical science in understanding and nurturing the world we live
in. Sociology is particularly taken to
task for persisting in treating its subjects - humans - as if they were not
real life-forms dependent on a biophysical environment and for its negligence
towards other life-forms.
The cultural importance of
native biodiversity and the conflict this engenders in the face of Australia's
growing human population and infrastructure expansion within a growthist
economy have given rise to a body of Australian population and immigration
literature written by natural scientists.[122]
In The Future Eaters, 1994,[123]
Australian zoologist, Tim Flannery, in the tradition of Darwin, writes about
the competition between humans and other species.[124]
Flannery and other Australian
scientists[125] have
contributed information on the problem of land use planning for biodiversity
preservation by identifying the co-operative characteristics of Australian
indigenous ecology which are different from the competitive characteristics of
Europe's. The reasons are biophysical;
Europe’s receding glaciers created newly mineral enriched soils only 8000 years
ago, whereas Australian soils have remained undisturbed by glacial or volcanic
activity, or even by fast flowing rivers, for many millions of years, leading
to soils which are poor in contrast to those of Europe. Australia’s exacting climate and poor soils
give rise to much less vigorous, more interdependent ecological communities
than Europe’s.
Flannery identifies humans as
coming from the more competitive ecology.
He theorises that Australian Aborigines decimated species in Australia
during their early settlement of the continent until the ecological
circumstances they had induced caused them to adapt their society to a more
co-operative model.
Flannery’s thesis propounds
the need for an overall population policy in Australia aiming for a more
ecologically co-operative model and a much smaller population over time. He assesses this need on the basis that, at
current economic lifestyles, the human population, together with other
introduced species, is destroying the capacity of the land to sustain it, by
devastating the natural biodiversity, which is also of tremendous interest and
scientific and aesthetic value.
Knowing the contribution of immigration to Australia's population
growth, he therefore recommends a reduction in immigration levels.
Australian natural scientists,
including paleobotanist Mary White, author of After the Greening, The Browning,[126]
show that there is a strong relationship between the destruction of indigenous
biodiverse ecology and land and water degradation and desertification.[127] Like Flannery, White melds geological theory
to fossil evidence, in another Darwinian tradition.
White states that Australia is
overpopulated[128] and has
advocated a smaller population in the long-term in her densely written,
illustrated work on the interaction of climate and geophysics with the
Australian continent and man. White's
thesis is similar to Flannery's but, added to her paleobotanical and geological
review of Australia's prehistory and history, she identifies likely trends for
the future. Even without global
warming, Australia is still drifting norththwards and this very dry brown land
is becoming even drier. Australia's
major river basin, the Murray-Darling, is becoming so salty it may turn into a
salt desert by about 2020. In the form
of irreversible drylands salinity, salt is rising up in the absence of native
vegetation all over the continent.
Without ground cover and as the land dries, the top soil, never
plentiful anyway, is blowing away into the sea. How will humans and other life-forms in Australia cope?
Because Australia has such
extraordinary rich, if fragile, biodiversity,
a major issue of land planning and human population expansion is how far
can development go without destroying this inheritance? And how far do Australians want it to go,
keeping this in mind?
The Australia, State of the Environment report examines this question
in detail and concludes that the current volume, pace and style of development
is unsustainable. This report was
published by the Commonwealth Department of the Environment and is a document
of highest authority.[129]
In France the situation is
different. There biodiversity was
drastically reduced and almost completely domesticated long ago, due to human
competition and dominance. Encouraging
the re-establishment of indigenous animal and plant populations is a distant
future ideal for France. Dominant
ecological issues in France are reduced to the environmental ones of how to
preserve water, soil, atmosphere and quality of life for human beings, whilst
keeping the economy going and, the national joke goes, preserving the
biodiversity of over 300 cheeses. The issue is much more complex in Australia
because of the possibility of preserving and enhancing life for wild
populations of flora and fauna. There
is even the issue of preserving the possibility of hunter and gatherer
lifestyles within these wild ecological communities.
These differences give rise to
global responsibilities in land development planning in Australia which go far
beyond France’s. But as we have seen, Australia’s land development planning
system is relatively anarchic compared to France’s and that it is failing to
protect her biodiversity. More and more
it accommodates market forces[130]
and market forces seem to be destructive of biodiversity, especially as
concerns land clearing. Although most
land clearing was initially done for agricultural purposes, including grazing,
or for industrial purposes, including mining and provision of firewood, as
human population grows, those agricultural lands and the natural habitat that
lies between them, are rezoned for housing.
Next, more land is cleared for agriculture, and so on.[131] Between 1961 and 1971 Australian cities
used 1,042 square metres of land per person for each unit of population
increase. Between 1971 and 1981 this
increased to 1,207 square metres. South
East Queensland lost 33% of coastal bushland to development between 1974 and
1989.[132]
Source: Mary White, After the Greening, Kangaroo Press,
1994, p. 210.

In Fig.3.2 the lighter shaded areas are those which
have been affected by thinning and clearing of vegetation. The dark spots are specific areas altered in
composition. The main point is that
natural habitat has been damaged by thinning and clearing in virtually all
fertile areas. Those areas not shown to
be affected on the map are more or less inhospitable to human habitation and
unable to sustain other large flora and fauna in any density. They are largely desert areas

Source: Wild
Animals of Victoria, Viridans Biological Databases, a CD purchased from the
Victorian Department of Natural Resources and Environment, viridans@connect.net.au This map shows the variety of vegetation
types in Victoria prior to European settlement in around 1850. The entire area is covered in a rich variety
of vegetation.
Fig 3.3. is the first of two
maps of Victoria, one of Australia's oldest settled States. Much land has been
cleared for rural and urban use in only about one hundred and fifty years. This state was originally densely wooded,
with well watered and rich soils by Australian standards. It was therefore habitat for a wide variety
of flora and fauna, The coastline was once extremely rich in lowland forests
and quite large animals, such as kangaroos, wallabies, wombats, quolls and
koalas. Most Victorian quolls have died
out and koalas, arguably one of Australia's most emblematic animals, are, among
several other species, considered to be under serious threat of
extinction. If we look at Fig. 3.4 we
can see that much of their habitat has been cleared.

Source: Wild
Animals of Victoria, Viridans Biological Databases, a CD purchased from the
Victorian Department of Natural Resources and Environment, viridans@connect.net.au
Land clearing in Victoria, the
most intensively settled state in Australia, has been extensive. Most of the relatively uncleared areas are
public land, such as parks and reserves - but they tend to be on poor land and
are small. Most of the cleared areas
are private land. Much of the latter
was originally agricultural but is increasingly being rezoned and urbanised,
particularly around the biodiverse coastline.

Source: Wild Animals of Victoria, Viridans
Biological Databases, a CD purchased from the Victorian Department of Natural
Resources and Environment, viridans@connect.net.au
Each square
represents the sighting of at least one koala within ten kilometers
squared. Sightings go back to
1900. It is obvious that much koala
habitat has been cleared or thinned.
In Fig. 3.5 we can see that
there is little food or cover for koalas and that their habitat has been
reduced to tiny landed islands. Koalas
already nearly died out in Victoria in the 1900s and most of the Victorian
population was imported from French and Phillip Islands. In the recent years these animals have been
dying of starvation because, having run out of trees in their local areas, they
have no other place to go.
Koala specialist, Scott
Buckingham, links koala decimation to human population intensity and writes
that, in 1996-1998 it was estimated that several thousand koalas and their
young died of starvation in the isolated habitat of Framlingham Forest.[133] Where roads and housing estates are
encroaching, such as Tower Hill in Victoria (the first created of Victoria's
National Parks)[134]
forests have been stripped bare of leaves and seem to be deserted. Economist Clive Hamilton, has written about
the extinction of koalas in Bandjulung National Park within the last few years
and of how another colony is threatened by housing development in Coffs
Harbour, New South Wales.[135]
Beyond the furry icon of the
koala, however, is the overall reduction of diversity in vegetation and fauna,
which is reflected microscopically in the impoverishment of soil and water
systems in Australia. Aesthetically and
spiritually it is reflected in reduction of bushlands and their vandalisation,
littering, weed infestation and the growing absence of native fauna.
In this land planning theory
and literature chapter I have described major differences in planning and housing
systems and their finance in Australia and France. I have documented how Australia's housing and infrastructure
development expanded after the oil shocks, whereas France's consolidated. I have also shown that the need to preserve
biodiversity and ecological viability in Australia represents special limits to
human population growth and infrastructure expansion in this country and has
given rise to a unique body of literature on ecology, population and
immigration policy. Unlike the
situation in France, the influence of ecologists in the Australian population
debate is potentially huge. So far,
however, it has been dodged by most major and minor political parties, although
a political lobby group does exist - Sustainable Population Australia (SPA).[136] There is no comparable body of literature in
France, nor any comparable lobby group.
The implications of this
absence of a comparable French lobby group relate both to the absence of
significant biodiversity to protect and the absence of rapid population growth
in France. The existence of SPA in
Australia is an indication that rapid population growth is noticeable and that
it is perceived to be adversely affecting valued qualities of biodiversity.
Here I concentrate my
literature review on the more traditional (that is, non-ecological) works about
immigration that provided explanations for why large scale immigration programs
were undertaken, why they continued or why they ceased after 1973. Issues of relevance to my thesis include the
logistics and politics of land use and housing, ideologies promoting or
discouraging immigration, the role of elites and the effectiveness of democracy
in determining immigration policy and practice.
For a literature
review this chapter contains a fair amount of detailed discussion,
clarification and argument. This is due
to the international nature of the material and its probable unfamiliarity to
the reader. A number of facts and
issues have come to light that require explanation - such as Algeria's
unilateral cessation of migration to France, official policy on housing for
immigrants in France, the complex evolution of EEC immigration as distinct from
non-EEC immigration in France and the nature of the French visa system. These elements tend to be taken for granted
in French literature but need to be articulated here. The context of analysis is also important - whether France was
examined in isolation from the EEC or as an increasingly inextricable component
of it.
The chapter is organised
into: Works on Australia, Works on France, and International Comparative Works involving
Australia and/or France.
Immigration,
where it contributes to population growth,
also contributes to increasing economic demand on water and land
systems, through clearing for agriculture and infrastructure. Chapters two and three on ecology and
environment showed these issues are of concern to environmental and ecological
scientists. This theme is not new in
Australian immigration literature.
As
early as 1770 the botanist Joseph Banks commented on the low density of the
Australian Aboriginal population and surmised that it was due to the biophysical
limitations of the continent, such as poor soil and an inhospitable
climate. With Captain Cook he was
engaged in an assessment of the capacity of the land to support the
establishment of a penal colony.
There
have since been too many other works which made brief or lengthy references to
the issue of "carrying capacity" for me to mention more than a
few. Possibly the most famous, which
dealt with immigration, population and environment was geographer Griffith
Taylor's Environment and Race (1927). This predicted most accurately the size of
Australia's population in 2000 and suggested that Australia should not grow
past 20 millions if quality of life was to be maintained.[137]
In
1918 E. Brady's Australia Unlimited[138]
promoted the idea that Australia should support a (white) population the size
of Europe's and, with the post Second World War policy on immigration there was
a rash of works promoting the idea of high immigration, such as A. Lodewyckx, People for Australia, A Study in Population Problems, 1956,[139]
which also advocated a vast population for Australia styled on Europe's. In the 1960s and 1970s aborigines gained
Australian citizenship,[140]
the White Australia Policy was gradually dismantled,[141] and the idea of a big European outpost lost
favor.
Populationism[142]
became the prevailing tone of immigration literature for a while. In the 1970s, however, concerns about
population numbers returned. In 1975
there was a major government enquiry, The
National Population Enquiry (The Borrie Report).[143] After that the Conservation Foundation of
Australia and Fontana published a
collection of essays, under the title, Populate
and Perish, in 1984.[144] Another collection of essays came out in
1991, Immigration, Population and
Sustainable Environments: The Limits to Australia's Growth.[145] Between 1992 and 1994, there was another
rash of government enquiries and reports, culminating in the Australian Population "Carrying
Capacity" Report.[146] In recent times population numbers have
been central to the major zoological and anthropological history of the
Australasian region, including New Caledonia, New Zealand and New Guinea in Tim
Flannery's, The Future Eaters, 1994[147]
and in Mary White's After the Greening[148]. This was followed by two books by ecologist,
Doug Cocks, People Policy, 1996, and Future Makers, Future Takers, 1999.[149] In 1998 ecologist and poet, Mark O'Connor,
published This Tired Brown Land,
1998.[150]
In 2001 Tom Morrow published Growing for
Broke.[151]
Of
major Australian immigration sociology works, Birrell and Birrell, with An Issue of People,[152]
(1981 and 1987) and K.Betts with Immigration
Ideology (1988) and The Great Divide,
(2000)[153]
stand out in nominating environmental considerations as reasons for addressing
the question of immigration numbers and lifestyle. To do this they have referred to non-sociological data, such as,
in Betts' case, the State of the
Environment Report, 1996.[154]
Comparison of Australia and
France reveals that immigration and population policy do not give rise to the
same debates in both countries. This
seems to be because the population trajectories are so different and also
because biodiversity is of minimal local concern in France.[155] France and Australia resemble each other in
total fertility rates and longevity, but in the matter of demographic
numbers, immigration impacts are quite
different. At current rate of legal
immigration France's population is destined to stop growing between 2030 and
2050 - which is the period when the baby boomers will expire. Australia's population would also stop
growing then if it were not for the high immigration factor. Discussion of immigration in Australia has
recently returned more frequently to a discussion of population policy, hinging
on the question of whether Australians want their population to stabilise,
decline, or keep on growing rapidly.
There is however little or no evidence that debating this matter has
recently impeded immigration led population growth.
Since the main point of this
thesis is that in Australia high immigration continued after the oil shock, I
have concentrated on arguments that explain why this is so. Since, in France, immigration declined after
the oil shock, I have concentrated on arguments as to why this is so.
In the 1970s analysts began to focus critical
attention on the post Second World War contribution of immigration to
population growth in Australia. Instead
of asking about numerical goals, or helping governments steer their migration
programs, some began to ask: Why did we
have immigration?
The idea of an economy "conditioned to
immigration" was advanced in Australia for the first time in 1971, by R.T.
Appleyard, in "Immigration and the Australian
Economy" at the conference, How Many
Australians.[156] Appleyard
wrote that a great deal of investment had been undertaken in the expectation
that immigration would continue and that there were no countervailing measures
to bring it to a halt.
In the same publication the idea that interest groups
existed in Australia to promote high immigration was explored by Max Walsh.[157] He identified such groups as the Immigration
Department, Qantas, and manufacturing industries which wanted workers and a
larger market of consumers, unions seeking more members, and possibly local
governments. He suggested that the
interests of these pro-immigration groups were assisted by the inertia of an
established pattern of high immigration.
Such groups did not overtly advertise their own interest in high
immigration but tended to present it as being in the national interest, for
economic and defence reasons. In theory
the poor, who had to compete for jobs with immigrants, might oppose
immigration, but they were not powerful and/or organised. Max Walsh also mentioned environmental
groups as possible sources of objections to immigration.
These ideas were taken up later by Birrell
and Birrell, and by Betts.[158]
A European-based marxist thesis that worker
immigration in Europe had been encouraged in order to undermine the ability of
indigenous labor to bargain was advanced by Australian writers Castles and
Kosacks in Immigrant Workers and Class
Structure in Western Europe.[159] J. Collins[160] and Paul Wilson[161] adapted this theme to the Australian situation,
generalising from the tendency of Southern Europeans to man factories in
Australia to most Australian migrants.
The essence of this argument is that a "reserve
army" of immigrant labor exerts downward pressure on wages during economic
booms, when wages would otherwise most probably rise. Indiginous labor is assumed not to oppose this competition
because the immigrant labor force is supposed to perform unpleasant kinds of
work that local workers refuse to do.
Because of immigrants, local
workers might then rise to management positions, and prevail as a kind of labor
aristocracy. Reserve army theorists
argued that insecure temporary imported workers had few democratic rights and
were unfamiliar with culture and language.
They were easier to bully than native born workers who could express
themselves fluently and who had political rights. This 'reserve labor force' also has the theoretical advantage of
being easily dispensed with when no longer wanted.
The Birrells argue
against the marxist "reserve army" explanation for immigration
dependent labor markets, where the capitalist benefits from bringing in cheap
labor. They concede that this is true
for Europe, and that it may be true to a degree of the United States,
especially in the agricultural industry, but say that it is not a dominant
motivating force in the Australian labor market.[162]
The main theory that the Birrells advance is that of the big
local market, where manufacturers and non-trade industries, such as the housing
industry, seek to increase the number of customers locally, rather than
exporting their product overseas.
They argue that the business
lobby wanted a big population in order to have a big local market and that it
was this motive, rather than the desire for cheap workers, that drove the
Australian program. (My own thesis also assumes the big local market goal to be
the major driver of Australian immigration, although it concentrates on the
role of the property development and housing industries in this.)
The Birrells also argue that the Australian manufacturing
industry has become dependent on low skilled immigrant labor and has adapted
around it, thus avoiding innovation in technology and design.[163]
The Birrells offer an economic and an environmental and
malthusian explanation for the Whitlam government's low immigration policies,
but, contrary to my own interpretation,
they do not relate their explanations to the oil shock related
depression. Accessing different
sources, and writing before Whitlam's autobiography, The Whitlam Government (1986),[164]
they interpret Whitlam's policies as having the purpose of reducing demand on
the local employment market whilst Australian industry was engaged in
restructuring. The restructuring was an
adjustment to across the board tariff reductions of 25 per cent, introduced by
the Whitlam Government in 1973 to repair an imbalence in foreign trade in the
Australian economy. The ALP also viewed the necessary expansion of intrastructure
and services demanded by immigration-fed population growth as soaking up scarce
capital which might better be invested elsewhere. In addition, population
growth was seen as contributing to urban problems and deterioration in the
quality of life. [165] These interpretations were an extremely
helpful basis for my own
interpretations which varied mainly in the way I linked them to the
global oil shock related recession and to contemporary environmentalist trends.
The
reserve army theorists and the Birrells offer different explanations for why
Australia has pursued a policy of high immigration. In The Great Divide[166] Katharine
Betts asks a different question. She
asks how is it that political elites have been able to do this? To answer this question she looks at how
societies, especially Australian societies, nurture immigration as a social
obligation, a little like a form of noblesse
oblige, even when it appears to be economically and socially very
costly. She pioneered the use in
Australian immigration sociology of total net immigration statistics, and I
have used the same statistical approach.
Betts also writes from an ecological perspective which sees immigration
as a subset of the larger question of population policy, and, unlike Money,
(see below), has no doubt that immigration numbers have remained high in
Australia. Betts asks why immigration
has persisted despite a good deal of resentment among the Australian
people? Building on the theories that
ascribe population building to the desire for big local markets, she observes
that government and opposition appeared to develop a bi-partisan agreement to
avoid criticising immigration numbers between 1976 and 1981.
After
the demise of the Whitlam government the Labor opposition developed a policy of
favoring family reunion, which pleased ethnic groups. However it continued for a while to criticise the numbers of
immigrants the Liberals were bringing in.
Betts suggests that the Liberals would have challenged Labor to show how
immigrant relatives did not represent additional numbers. Labor was of course
unable to defend its stance. It wished
however to keep its family reunion favoring policy because it was important in
appealing to immigrant voters. Betts
suggests that, because both Liberal and Labor wanted immigration, although for
different reasons - they agreed to avoid the topic altogether. Thus, at the elite political level, there
was no criticism of high migration.
Why
wasn't there more criticism of this beyond the parliamentary arena, she
wonders? Her answer is that it became
socially dangerous for intellectuals to criticise immigration because, she
theorises, a pro-immigration stance became a badge of membership of a status
group which considered itself socially and intellectually enlightened.
Katharine
Betts' theory is convincing and appears to apply at an international level in a
number of countries, as well as in France.
According to the conclusions of my own thesis, Betts's "new
class"[167],
although it exists in France (where it might be somewhat differently defined in
terms of post war and post modern origins) has not had the same impact on
immigration policy, debate and numbers in France as it has in Australia.[168]
In France a similar group has been described thus:
Parisien snobs calling for legalisation
of illegal immigrants' status, abolition of national borders and global
brotherly love. ... a badge of the Left for rebels without a cause or artists
and film-makers who feel guilty because their professions benefit from national
protection.[169]
The
French intellectual 'new class' is less interested in increasing legal
immigration than in increasing the rights and welfare of illegal immigrants and
refugees. Perhaps also the frank
economic rationale for much of immigration policy in France has limited
militant promotion of the right to immigrate to family reunion and rights of
immigrants to local voting and to housing.
With
regards to Betts' theory about the "new class": Both the French and
the Australian "new class" groups tend to be tertiary educated, but
in my opinion (using the main argument of my thesis) the Australian group has
more power because it is boosted by the commercial investment of much
Australian industry in immigration led population growth. As such this "new class" would
have constituted an important facilitator of high immigration and the influence
and status of this group made public disagreement with them socially dangerous
for other intellectuals and socially concerned people. In Australia it would seem that the groups
that did not fear the new class were the non-intellectual classes - the rural
and urban poor and small business and agriculture, however their lesser
articulateness served them ill and they also became associated with some crass
nationalistic and racialist views which severely eroded the moral and social
validity of their platform. Le Pen's supporters in France were of
similar ilk[170]
but the French intellectual class had status but little political or financial
power since there is little political or financial support for high immigration
and certainly almost none for the rights of illegal immigrants.
Betts's
thesis is in a sense complementary to my own (which it preceded, of
course). Where I suggest that the
dependence on immigration-led population growth of the property development
industry and other Australian industry groups boosted the power and influence
of the "new class", it is perhaps true that, without the "new
class" these industry groups might have had a great deal of difficulty
maintaining high immigration.